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Job Offer: Sales Surveillance and Inspection: OCBC Bank (Malaysia) Berhad

Job description:

Sales Surveillance and Inspection

    income:  Competitive
    Job location:  Kuala Lumpur, Malaysia
    Employment Type:  Permanent, Full time
    Employer :  OCBC Bank (Malaysia) Berhad
    Updated on:  16 May 18

Sales Surveillance and Inspection
1. Develop surveillance parameters and generate the significant surveillance reports to monitor the conduct of the various aspects of the consumer banking business. Priority is on monitoring the market conduct relating to the sale of investment products.

2. Identify potential areas of concerns and work with the respective business units to put in place appropriate corrective actions to address these concerns.

3. Keep abreast of the emerging threats to the consumer banking business and stay ahead to counter these threats.

4. Formulate inspection methodology for both on-site and off-site inspections of the various areas in consumer banking.

5. Conduct inspections in an effective manner (using computer assisted techniques to the fullest extent possible) to obtain assurance of the adequacy of the internal control systems.

6. Analyse data and prepare surveillance and inspection report on a periodic basis.

7. Participate in projects to improve risk and compliance standards across CFS as well as to promote risk and avoidance culture within CFS.

8. Undertake special assignments/projects as assigned by manager/Management.


1. All business units in CFS.
2. Legal & Regulatory Compliance
3. Operational Risk Management
4. Banking Fraud Management Unit
5. Operations & Technology
6. Consumer Credit Department
7. Audit


1. External Auditors


1. A degree with a minimum of 6-7 years of audit, risk and control practice in consumer banking, especially in the area of surveillance and inspection.

2. Strong knowledge of the regulatory requirements on all areas of consumer banking.

3. Good data analytical / data mining expertise in extracting and producing significant statistical information for effective surveillance and inspection purposes.

4. Strong attention to detail in conducting analysis combined with capability to conduct surveillance and inspection independently.

5. Good teamwork and interpersonal expertise to work with all levels of staff and stakeholders.

6. Strong written and oral communication.


Job Category: Broadcast/Publishing [ View All Broadcast/Publishing Jobs ]
Language requirements:
Employment type:
Salary: Unspecified
Degree: Unspecified
Experience (year): Unspecified
Job Location: Kuala Lumpur Kuala Lumpur
Address: Kuala Lumpur
Company Type Employer
Post Date: 05/16/2018 / Viewed 17 times
Contact Information
Company: OCBC Bank (Malaysia) Berhad

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